SEC Form 4 · accession 0001140361-15-010084
Brookdale Senior Living Inc. · BKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristin A Ferge
Officer — EVP & Chief Accounting Officer
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 8:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2015 | D | 6,903 | $0.00 | D | 118,800 | D | |
| Common Stock | Mar 2, 2015 | S | 2,902 | $38.131 | D | 115,898 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2012 due to the failure to achieve performance goals established by the Compensation Committee.
- F2Represents the sale of shares to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.