SEC Form 4 · accession 0001140361-15-004949
Brookdale Senior Living Inc. · BKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn O. Maul
Officer — EVP & Chief People Officer
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 8:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 5, 2015 | A | 18,684 | $0.00 | A | 98,511 | D | |
| Common StockF3 | Feb 5, 2015 | A | 5,785 | $0.00 | A | 104,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of time-based vesting restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").
- F2Includes an aggregate of 71 shares of common stock acquired under the issuer's Associate Stock Purchase Plan since the date of the reporting person's last report.
- F3Grant of performance-based vesting restricted common stock under the 2014 Plan. Vesting will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.