SEC Form 4 · accession 0001140361-16-082490
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Hagerty
Director
Period of report
Oct 6, 2016
Accepted (ET)
Oct 11, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common StockF1 | Oct 6, 2016 | M | 49,127 | $6.16 | A | 171,870 | D | |
| FNF Group Common StockF1 | Oct 6, 2016 | M | 13,817 | $12.22 | A | 185,687 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right to purchase)F2 | $6.16 | Oct 6, 2016 | M | 49,127 | D | — | Oct 27, 2016 | FNF Group Common Stock | 49,127 | 0 | D |
| FNF Group Stock Option (right to purchase)F2 | $12.22 | Oct 6, 2016 | M | 13,817 | D | — | Nov 23, 2016 | FNF Group Common Stock | 13,817 | 0 | D |
Explanation of responses
- F1Grant of restricted common stock vests in three equal annual installments beginning November 23, 2010.
- F2The options vest in three equal annual installments beginning October 27, 2009.