SEC Form 4 · accession 0001127602-18-027219
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cary H Thompson
Director
Period of report
Sep 7, 2018
Accepted (ET)
Sep 10, 2018 · 12:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Sep 7, 2018 | M | 14,276 | $25.53 | A | 74,000 | D | |
| FNF Group Common StockF1 | Sep 7, 2018 | S | 14,276 | $40.139 | D | 59,724 | D | |
| FNF Group Common Stock | Sep 7, 2018 | M | 8,037 | $14.38 | A | 67,761 | D | |
| FNF Group Common StockF2 | Sep 7, 2018 | S | 8,037 | $40.107 | D | 59,724 | D | |
| FNF Group Common Stock | Sep 7, 2018 | M | 46,751 | $17.76 | A | 106,475 | D | |
| FNF Group Common StockF3 | Sep 7, 2018 | S | 46,751 | $40.088 | D | 59,724 | D | |
| FNF Group Common Stock | Sep 7, 2018 | M | 16,575 | $21.84 | A | 76,299 | D | |
| FNF Group Common StockF4 | Sep 7, 2018 | S | 16,575 | $40.085 | D | 59,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right to purchase)F5 | $25.53 | Sep 7, 2018 | M | 14,276 | D | — | Oct 29, 2022 | FNF Group Common Stock | 14,276 | 7,138 | D |
| FNF Group Stock Option (right To Purchase) | $14.38 | Sep 7, 2018 | M | 8,037 | D | Nov 8, 2013 | Nov 8, 2019 | FNF Group Common Stock | 8,037 | 0 | D |
| FNF Group Stock Option (right To Purchase)F6 | $17.76 | Sep 7, 2018 | M | 46,751 | D | — | Nov 21, 2020 | FNF Group Common Stock | 46,751 | 0 | D |
| FNF Group Stock Option (right To Purchase)F7 | $21.84 | Sep 7, 2018 | M | 16,575 | D | — | Nov 3, 2021 | FNF Group Common Stock | 16,575 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $40.02 to $40.26. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each seperate price.
- F2This transaction was executed in multiple trades at prices ranging from $40.03 to $40.20. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F3This transaction was executed in multiple trades at prices ranging from $40.03 to $40.21. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F4This transaction was executed in multiple trades at prices ranging from $40.03 to $40.22. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F5The options vest in three equal annual installments beginning October 29, 2016.
- F6The options vested in three equal annual installments beginning November 21, 2014.
- F7The options vest in three equal annual installments beginning November 3, 2015 .