SEC Form 4 · accession 0001127602-18-023673
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger S Jewkes
Officer — Chief Operating Officer
Period of report
Jul 19, 2018
Accepted (ET)
Jul 23, 2018 · 9:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common StockF1 | Jul 19, 2018 | M | 43,409 | $17.76 | A | 202,577 | D | |
| FNF Group Common StockF2 | Jul 19, 2018 | S | 43,409 | $39.791 | D | 159,168 | D | |
| FNF Group Common Stock | holding | — | — | — | 445 | I | FNF 401(k) account | |
| FNF Group Common Stock | holding | — | — | — | 323,431 | I | Jewkes Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase) | $17.76 | Jul 19, 2018 | M | 43,409 | D | Nov 21, 2014 | Nov 21, 2020 | FNF Group Common Stock | 43,409 | 212,500 | D |
Explanation of responses
- F1Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan.
- F2This transaction was executed in multiple trades at prices ranging from $39.22 to $40.20. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.