SEC Form 4 · accession 0001127602-18-013623
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter T Sadowski
Officer — EVP, Chief Legal Officer
Period of report
Apr 2, 2018
Accepted (ET)
Apr 3, 2018 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Apr 2, 2018 | M | 12,060 | $14.38 | A | 123,328 | D | |
| FNF Group Common StockF1 | Apr 2, 2018 | S | 12,060 | $39.044 | D | 111,268 | D | |
| FNF Group Common StockF2 | Apr 2, 2018 | S | 17,214 | $38.8278 | D | 94,054 | D | |
| FNF Group Common Stock | holding | — | — | — | 2,491 | I | 401(k) account | |
| FNF Group Common Stock | holding | — | — | — | 86,542 | I | Trust | |
| FNF Group Common Stock | holding | — | — | — | 473 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase) | $14.38 | Apr 2, 2018 | M | 12,060 | D | Nov 8, 2013 | Nov 8, 2019 | FNF Group Common Stock | 12,060 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $38.99 to $39.05. The price represents the weighted average sale price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each price.
- F2This transaction was executed in multiple trades at prices ranging from $38.81 to $38.86. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.