SEC Form 4 · accession 0001127602-18-012369
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel D Lane
Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 21, 2018 · 1:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Mar 20, 2018 | S | 6,147 | $41.328 | D | 261,696 | D | |
| FNF Group Common Stock | Mar 20, 2018 | M | 7,138 | $25.53 | A | 268,834 | D | |
| FNF Group Common Stock | Mar 20, 2018 | S | 7,138 | $41.416 | D | 261,696 | D | |
| FNF Group Common Stock | Mar 20, 2018 | M | 5,525 | $21.84 | A | 267,221 | D | |
| FNF Group Common StockF1 | Mar 20, 2018 | S | 5,525 | $41.403 | D | 261,696 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right to purchase)F2 | $25.53 | Mar 20, 2018 | M | 7,138 | D | — | Oct 29, 2022 | FNF Group Common Stock | 7,138 | 7,138 | D |
| FNF Group Stock Option (right To Purchase)F3 | $21.84 | Mar 20, 2018 | M | 5,525 | D | — | Nov 3, 2021 | FNF Group Common Stock | 5,525 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $41.37 to $41.42. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2The options vest in three equal annual installments beginning October 29, 2016.
- F3The options vest in three equal annual installments beginning November 3, 2015 .