SEC Form 4 · accession 0001127602-18-012368
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas K Ammerman
Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 21, 2018 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Mar 20, 2018 | M | 8,037 | $14.38 | A | 100,368 | D | |
| FNF Group Common StockF1 | Mar 20, 2018 | S | 8,037 | $40.00 | D | 92,331 | D | |
| FNF Group Common Stock | Mar 20, 2018 | M | 46,751 | $17.76 | A | 139,082 | D | |
| FNF Group Common StockF2 | Mar 20, 2018 | S | 46,751 | $40.387 | D | 92,331 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F3 | $14.38 | Mar 20, 2018 | M | 8,037 | D | — | Nov 8, 2019 | FNF Group Common Stock | 8,037 | 0 | D |
| FNF Group Stock Option (right To Purchase)F4 | $17.76 | Mar 20, 2018 | M | 46,751 | D | — | Nov 21, 2020 | FNF Group Common Stock | 46,751 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $40.00 to $40.02. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $40.22 to $40.47. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The option vests in three equal annual installments beginning November 8, 2013.
- F4The option vests in three equal annual installments beginning on November 21, 2014.