SEC Form 4 · accession 0001127602-18-000012
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent B Bickett
Officer — Executive Vice President
Period of report
Dec 28, 2017
Accepted (ET)
Jan 2, 2018 · 10:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Dec 28, 2017 | M | 200,000 | $17.76 | A | 756,363 | D | |
| FNF Group Common Stock | Dec 28, 2017 | F | 136,845 | $38.945 | D | 619,518 | D | |
| FNF Group Common Stock | holding | — | — | — | 9,719 | I | 401(k) account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F2 | $17.76 | Dec 28, 2017 | M | 200,000 | D | — | Nov 21, 2020 | FNF Group Common Stock | 200,000 | 51,709 | D |
Explanation of responses
- F1Represents a "net exercise" of outstanding stock options. The reporting person forfeited 136,845 shares of common stock underlying the option in payment of the exercise price and applicable withholding taxes, using the closing stock price on December 28, 2017 of $38.945.
- F2The options vested in three equal annual installments beginning November 21, 2014.