SEC Form 4 · accession 0001127602-17-027691
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent B Bickett
Officer — Executive Vice President
Period of report
Sep 18, 2017
Accepted (ET)
Sep 19, 2017 · 12:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Sep 18, 2017 | M | 80,000 | $24.24 | A | 584,367 | D | |
| FNF Group Common StockF1,F2 | Sep 18, 2017 | S | 80,000 | $48.208 | D | 504,367 | D | |
| FNF Group Common Stock | holding | — | — | — | 9,610 | I | 401(k) account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F3 | $24.24 | Sep 18, 2017 | M | 80,000 | D | — | Nov 21, 2020 | FNF Group Common Stock | 80,000 | 184,419 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $48.03 to $48.46. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan.
- F3The options vested in three equal annual installments beginning November 21, 2014.