SEC Form 4 · accession 0001127602-17-024349
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter T Sadowski
Officer — EVP, Chief Legal Officer
Period of report
Jul 27, 2017
Accepted (ET)
Jul 31, 2017 · 10:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Jul 27, 2017 | M | 16,666 | $34.80 | A | 89,575 | D | |
| FNF Group Common StockF1 | Jul 27, 2017 | S | 16,666 | $47.667 | D | 72,909 | D | |
| FNF Group Common Stock | Jul 27, 2017 | M | 88,141 | $24.24 | A | 161,050 | D | |
| FNF Group Common StockF2 | Jul 27, 2017 | S | 88,141 | $47.499 | D | 72,909 | D | |
| FNF Group Common Stock | Jul 27, 2017 | M | 28,408 | $29.80 | A | 101,317 | D | |
| FNF Group Common StockF3,F4 | Jul 27, 2017 | S | 28,408 | $47.552 | D | 72,909 | D | |
| FNF Group Common StockF5 | holding | — | — | — | 2,454 | I | 401(k) account | |
| FNF Group Common Stock | holding | — | — | — | 86,542 | I | Trust | |
| FNF Group Common Stock | holding | — | — | — | 473 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right to purchase)F6 | $34.84 | Jul 27, 2017 | M | 16,666 | D | — | Oct 29, 2022 | FNF Group Common Stock | 16,666 | 33,334 | D |
| FNF Group Stock Option (right To Purchase)F7 | $24.24 | Jul 27, 2017 | M | 88,141 | D | — | Nov 21, 2020 | FNF Group Common Stock | 88,141 | 0 | D |
| FNF Group Stock Option (right To Purchase)F8 | $29.80 | Jul 27, 2017 | M | 28,408 | D | — | Nov 3, 2021 | FNF Group Common Stock | 28,408 | 14,204 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $47.66 to $47.68. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $47.36 to $47.62. The price represents the weighted average sale price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each price.
- F3This transaction was executed in multiple trades at prices ranging from $47.36 to $47.66. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F4Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan.
- F5Amount adjusted to reflect changes in the reporting person's holdings through the registrant's 401(k) Plan.
- F6The options vest in three equal annual installments beginning October 29, 2016.
- F7The options vested in three equal annual installments beginning November 21, 2014.
- F8The options vested in three equal annual installments beginning November 3, 2015 .