SEC Form 4 · accession 0001127602-17-022330
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent B Bickett
Officer — Executive Vice President
Period of report
Jun 28, 2017
Accepted (ET)
Jun 29, 2017 · 12:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Jun 28, 2017 | M | 58,896 | $19.62 | A | 562,658 | D | |
| FNF Group Common StockF1,F2 | Jun 28, 2017 | S | 58,896 | $44.767 | D | 503,762 | D | |
| FNF Group Common Stock | holding | — | — | — | 9,631 | I | 401(k) account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F3 | $19.62 | Jun 28, 2017 | M | 58,896 | D | — | Nov 8, 2019 | FNF Group Common Stock | 58,896 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $44.65 to $44.85. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan.
- F3The options vested in three equal annual installments beginning on November 8, 2013.