SEC Form 4 · accession 0001127602-17-020483
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Joseph Nolan
Officer — President
Period of report
Jun 2, 2017
Accepted (ET)
Jun 5, 2017 · 2:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Jun 2, 2017 | M | 70,000 | $24.24 | A | 176,062 | D | |
| FNF Group Common Stock | Jun 2, 2017 | M | 10,748 | $19.62 | A | 186,810 | D | |
| FNF Group Common StockF1 | Jun 2, 2017 | S | 10,748 | $43.597 | D | 176,062 | D | |
| FNF Group Common StockF2,F3 | Jun 2, 2017 | S | 70,000 | $43.509 | D | 106,062 | D | |
| FNF Group Common Stock | holding | — | — | — | 26,221 | I | Michael J. Nolan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F4 | $24.24 | Jun 2, 2017 | M | 70,000 | D | Nov 21, 2014 | Nov 21, 2020 | FNF Group Common Stock | 70,000 | 55,598 | D |
| FNF Group Stock Option (right To Purchase)F5 | $19.62 | Jun 2, 2017 | M | 10,748 | D | Nov 8, 2015 | Nov 8, 2019 | FNF Group Common Stock | 10,748 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $43.58 to $43.64. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $43.40 to $43.66. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F3Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan.
- F4The options vested in three equal annual installments beginning November 21, 2014.
- F5The options vested in three equal annual installments beginning November 8, 2015.