SEC Form 4 · accession 0001127602-17-019134
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Park
Officer — EVP & Chief Financial Officer
Period of report
May 19, 2017
Accepted (ET)
May 23, 2017 · 11:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | May 19, 2017 | M | 23,558 | $19.62 | A | 228,280 | D | |
| FNF Group Common Stock | May 19, 2017 | M | 115,383 | $24.24 | A | 343,663 | D | |
| FNF Group Common StockF1 | May 19, 2017 | S | 23,558 | $41.281 | D | 320,178 | D | |
| FNF Group Common StockF2,F3 | May 19, 2017 | S | 115,383 | $41.276 | D | 204,795 | D | |
| FNF Group Common Stock | holding | — | — | — | 154,653 | I | Park Family Trust | |
| FNF Group Common Stock | holding | — | — | — | 3 | I | 401(k) account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F4 | $19.62 | May 19, 2017 | M | 23,558 | D | — | Nov 8, 2019 | FNF Group Common Stock | 23,558 | 0 | D |
| FNF Group Stock Option (right To Purchase)F5 | $24.24 | May 19, 2017 | M | 115,383 | D | — | Nov 21, 2020 | FNF Group Common Stock | 115,383 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $41.14 to $41.67. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $41.14 to $41.68. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F3Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan.
- F4The options vest in three equal annual installments beginning November 8, 2013.
- F5The options vest in three equal annual installments beginning November 3, 2015.