SEC Form 4 · accession 0001127602-17-013713
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel D Lane
Director
Period of report
Apr 3, 2017
Accepted (ET)
Apr 4, 2017 · 11:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common StockF1 | Apr 3, 2017 | S | 6,400 | $38.54 | D | 256,766 | D | |
| FNF Group Common Stock | Apr 3, 2017 | M | 5,230 | $34.84 | A | 261,996 | D | |
| FNF Group Common StockF2 | Apr 3, 2017 | S | 5,230 | $38.578 | D | 256,766 | D | |
| FNF Group Common Stock | Apr 3, 2017 | M | 11,419 | $24.24 | A | 268,185 | D | |
| FNF Group Common StockF3 | Apr 3, 2017 | S | 11,419 | $38.426 | D | 256,766 | D | |
| FNF Group Common Stock | Apr 3, 2017 | M | 4,048 | $29.80 | A | 260,814 | D | |
| FNF Group Common StockF4 | Apr 3, 2017 | S | 4,048 | $38.589 | D | 256,766 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right to purchase)F5 | $34.84 | Apr 3, 2017 | M | 5,230 | D | — | Oct 29, 2022 | FNF Group Common Stock | 5,230 | 10,460 | D |
| FNF Group Stock Option (right To Purchase)F6 | $24.24 | Apr 3, 2017 | M | 11,419 | D | — | Nov 21, 2020 | FNF Group Common Stock | 11,419 | 0 | D |
| FNF Group Stock Option (right To Purchase)F7 | $29.80 | Apr 3, 2017 | M | 4,048 | D | — | Nov 3, 2021 | FNF Group Common Stock | 4,048 | 4,048 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $38.51 to $38.57. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $38.56 to $38.59. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F3This transaction was executed in multiple trades at prices ranging from $38.32 to $38.52. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F4This transaction was executed in multiple trades at prices ranging from $38.58 to $38.61. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F5The options vest in three equal annual installments beginning October 29, 2016.
- F6The options vested in three equal annual installments beginning November 21, 2013.
- F7The options vested in three equal annual installments beginning November 23, 2010 .