SEC Form 4 · accession 0001127602-16-063494
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cary H Thompson
Director
Period of report
Sep 29, 2016
Accepted (ET)
Sep 30, 2016 · 12:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Sep 29, 2016 | M | 3,838 | $12.22 | A | 44,532 | D | |
| FNF Group Common Stock | Sep 29, 2016 | S | 3,738 | $36.846 | D | 40,794 | D | |
| FNF Group Common Stock | Sep 29, 2016 | S | 100 | $36.85 | D | 40,694 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F1 | $12.22 | Sep 29, 2016 | M | 3,838 | D | — | Nov 23, 2016 | FNF Group Common Stock | 3,838 | 0 | D |
Explanation of responses
- F1The options vested in three equal annual installments beginning November 23, 2010 .