SEC Form 4 · accession 0001127602-16-063415
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter T Sadowski
Officer — EVP, Chief Legal Officer
Period of report
Sep 28, 2016
Accepted (ET)
Sep 29, 2016 · 2:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common StockF1,F2 | Sep 28, 2016 | S | 34,191 | $37.4069 | D | 65,716 | D | |
| FNF Group Common Stock | holding | — | — | — | 2,399 | I | 401(k) account | |
| FNF Group Common Stock | holding | — | — | — | 86,542 | I | Trust | |
| FNF Group Common Stock | holding | — | — | — | 473 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $37.40 to $37.50. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan.