SEC Form 4 · accession 0001127602-16-060318
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel D Lane
Director
Period of report
Aug 15, 2016
Accepted (ET)
Aug 16, 2016 · 1:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Aug 15, 2016 | M | 1,963 | $19.62 | A | 257,176 | D | |
| FNF Group Common Stock | Aug 15, 2016 | M | 11,417 | $24.24 | A | 268,593 | D | |
| FNF Group Common StockF1 | Aug 15, 2016 | S | 1,963 | $36.946 | D | 266,630 | D | |
| FNF Group Common StockF2 | Aug 15, 2016 | S | 11,417 | $36.891 | D | 255,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F3 | $19.62 | Aug 15, 2016 | M | 1,963 | D | — | Nov 8, 2019 | FNF Group Common Stock | 1,963 | 0 | D |
| FNF Group Stock Option (right To Purchase)F4 | $24.24 | Aug 15, 2016 | M | 11,417 | D | — | Nov 21, 2020 | FNF Group Common Stock | 11,417 | 11,419 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $36.94 to $36.95. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $36.87 to $36.94. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The options vest in three equal annual installments beginning November 8, 2013.
- F4The options vested in three equal annual installments beginning November 21, 2014.