SEC Form 4 · accession 0001127602-16-056143
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger S Jewkes
Officer — Chief Operating Officer
Period of report
Jun 21, 2016
Accepted (ET)
Jun 23, 2016 · 10:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Jun 21, 2016 | M | 12,761 | $19.62 | A | 155,241 | D | |
| FNF Group Common StockF1,F2 | Jun 21, 2016 | S | 12,761 | $34.956 | D | 142,480 | D | |
| FNF Group Common Stock | holding | — | — | — | 427 | I | FNF 401(k) account | |
| FNF Group Common Stock | holding | — | — | — | 344,097 | I | Jewkes Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase) | $19.62 | Jun 21, 2016 | M | 12,761 | D | Nov 8, 2013 | Nov 8, 2019 | FNF Group Common Stock | 12,761 | 25,521 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $34.94 to $34.99. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan.