SEC Form 4 · accession 0001127602-16-055853
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond R Quirk
Officer — Chief Executive Officer
Period of report
Jun 17, 2016
Accepted (ET)
Jun 20, 2016 · 2:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Jun 17, 2016 | M | 37,613 | $6.16 | A | 379,092 | D | |
| FNF Group Common StockF1,F2 | Jun 17, 2016 | S | 37,613 | $34.754 | D | 341,479 | D | |
| FNF Group Common Stock | holding | — | — | — | 491 | I | 401(k) account | |
| FNF Group Common Stock | holding | — | — | — | 1,035,630 | I | Quirk 2002 Trust | |
| FNF Group Common Stock | holding | — | — | — | 47,193 | I | Raymond Quirk 2004 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F3 | $6.16 | Jun 17, 2016 | M | 37,613 | D | — | Oct 27, 2016 | FNF Group Common Stock | 37,613 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $34.75 to $34.78. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan.
- F3The options vested in three equal annual installments beginning October 27, 2009 .