SEC Form 4 · accession 0001127602-16-055756
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Gravelle
Officer — Executive Vice President
Period of report
Jun 15, 2016
Accepted (ET)
Jun 17, 2016 · 10:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Jun 15, 2016 | M | 38,381 | $6.16 | A | 262,856 | D | |
| FNF Group Common StockF1 | Jun 15, 2016 | S | 38,381 | $34.605 | D | 224,475 | D | |
| FNF Group Common Stock | Jun 16, 2016 | M | 38,381 | $6.16 | A | 262,856 | D | |
| FNF Group Common StockF2 | Jun 16, 2016 | S | 38,381 | $34.505 | D | 224,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F3 | $6.16 | Jun 15, 2016 | M | 38,381 | D | — | Oct 27, 2016 | FNF Group Common Stock | 38,381 | 38,381 | D |
| FNF Group Stock Option (right To Purchase)F3 | $6.16 | Jun 16, 2016 | M | 38,381 | D | — | Oct 27, 2016 | FNF Group Common Stock | 38,381 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $34.46 to $34.75. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $34.37 to $34.58. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The options vested in three equal annual installments beginning October 27, 2009 .