SEC Form 4 · accession 0001127602-16-055482
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Gravelle
Officer — Executive Vice President
Period of report
Jun 13, 2016
Accepted (ET)
Jun 14, 2016 · 11:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common StockF1 | Jun 13, 2016 | M | 34,542 | $12.22 | A | 259,017 | D | |
| FNF Group Common StockF2 | Jun 13, 2016 | S | 34,542 | $35.168 | D | 224,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F3 | $12.22 | Jun 13, 2016 | M | 34,542 | D | — | Nov 23, 2016 | FNF Group Common Stock | 34,542 | 0 | D |
Explanation of responses
- F1Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan.
- F2This transaction was executed in multiple trades at prices ranging from $35.08 to $35.22. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The options vested in three equal annual installments beginning November 23, 2010.