SEC Form 4 · accession 0001127602-16-048039
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter O Shea Jr.
Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 1, 2016 · 12:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Mar 31, 2016 | M | 49,127 | $6.16 | A | 117,644 | D | |
| FNF Group Common StockF1 | Mar 31, 2016 | S | 8,922 | $33.807 | D | 108,722 | D | |
| FNF Group Common Stock | Mar 31, 2016 | M | 11,514 | $12.22 | A | 116,078 | D | |
| FNF Group Common StockF2 | Mar 31, 2016 | S | 4,158 | $33.812 | D | 104,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F3 | $6.16 | Mar 31, 2016 | M | 49,127 | D | — | Oct 27, 2016 | FNF Group Common Stock | 49,127 | 0 | D |
| FNF Group Stock Option (right To Purchase)F4 | $12.22 | Mar 31, 2016 | M | 11,514 | D | — | Nov 23, 2016 | FNF Group Common Stock | 11,514 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from$33.76 to $33.91. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $33.79 to $33.85. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The options vested in three equal annual installments beginning October 27, 2009.
- F4The options vested in three equal annual installments beginning November 23, 2010.