SEC Form 4 · accession 0001127602-16-047996
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Davis Willie
Director
Period of report
Mar 30, 2016
Accepted (ET)
Apr 1, 2016 · 10:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Mar 30, 2016 | M | 13,127 | $6.16 | A | 95,675 | D | |
| FNF Group Common StockF1 | Mar 30, 2016 | S | 13,127 | $33.941 | D | 82,548 | D | |
| FNF Group Common Stock | Mar 30, 2016 | M | 11,514 | $12.20 | A | 94,062 | D | |
| FNF Group Common StockF2 | Mar 30, 2016 | S | 11,514 | $33.97 | D | 82,548 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F3 | $6.16 | Mar 30, 2016 | M | 13,127 | D | — | Oct 27, 2016 | FNF Group Common Stock | 13,127 | 0 | D |
| FNF Group Stock Option (right To Purchase)F4 | $12.22 | Mar 30, 2016 | M | 11,514 | D | — | Nov 23, 2016 | FNF Group Common Stock | 11,514 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $33.88 to $34.07. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the shares sold at each separate price.
- F2This transaction was executed in multiple trades ranging from $33.94 to $34.04. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The options vested in three equal annual installments beginning October 27, 2009.
- F4The options vested in three equal annual installments beginning November 23, 2010.