SEC Form 4 · accession 0001127602-16-047817
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Gravelle
Officer — Executive Vice President
Period of report
Mar 29, 2016
Accepted (ET)
Mar 30, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Mar 29, 2016 | M | 28,547 | $18.17 | A | 252,589 | D | |
| FNF Group Common StockF1,F2 | Mar 29, 2016 | S | 28,547 | $33.038 | D | 224,042 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F3 | $18.17 | Mar 29, 2016 | M | 28,547 | D | — | May 31, 2016 | FNF Group Common Stock | 28,547 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $32.93 to $33.15. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan.
- F3The options vested in three equal annual installments beginning May 31, 2007.