SEC Form 4 · accession 0001127602-16-047705
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Davis Willie
Director
Period of report
Mar 28, 2016
Accepted (ET)
Mar 29, 2016 · 12:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Mar 28, 2016 | M | 13,000 | $6.16 | A | 95,548 | D | |
| FNF Group Common StockF1 | Mar 28, 2016 | S | 13,000 | $33.006 | D | 82,548 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F2 | $6.16 | Mar 28, 2016 | M | 13,000 | D | — | Oct 27, 2016 | FNF Group Common Stock | 13,000 | 13,127 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $32.96 to $33.04. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2The options vested in three equal annual installments beginning October 27, 2009.