SEC Form 4 · accession 0001127602-15-030712
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel D Lane
Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 9:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Nov 5, 2015 | M | 3,926 | $19.62 | A | 251,165 | D | |
| FNF Group Common Stock | Nov 5, 2015 | M | 11,417 | $24.24 | A | 262,582 | D | |
| FNF Group Common Stock | Nov 5, 2015 | M | 4,048 | $29.80 | A | 266,630 | D | |
| FNF Group Common StockF1 | Nov 5, 2015 | S | 11,417 | $35.837 | D | 255,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F2 | $19.62 | Nov 5, 2015 | M | 3,926 | D | — | Nov 8, 2019 | FNF Group Common Stock | 3,926 | 1,963 | D |
| FNF Group Stock Option (right To Purchase)F3 | $24.24 | Nov 5, 2015 | M | 11,417 | D | — | Nov 21, 2020 | FNF Group Common Stock | 11,417 | 22,836 | D |
| FNF Group Stock Option (right To Purchase)F4 | $29.80 | Nov 5, 2015 | M | 4,048 | D | — | Nov 3, 2021 | FNF Group Common Stock | 4,048 | 8,096 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $35.82 to $35.88. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2The options vest in three equal annual installments beginning November 8, 2013.
- F3The options vest in three equal annual installments beginning November 21, 2014.
- F4The options vest in three equal annual installments beginning November 3, 2015.