SEC Form 4 · accession 0001127602-15-029918
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Foley II
Director
Period of report
Oct 29, 2015
Accepted (ET)
Nov 2, 2015 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common StockF1,F2 | Oct 29, 2015 | A | 150,000 | $0.00 | A | 4,254,672 | D | |
| FNF Group Common Stock | holding | — | — | — | 708,106 | I | Foley Family Charitable Foundation | |
| FNF Group Common Stock | holding | — | — | — | 51,346 | I | 401(k) account | |
| FNF Group Common Stock | holding | — | — | — | 2,245,122 | I | Folco Development Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right to purchase)F3 | $34.84 | Oct 29, 2015 | A | 440,000 | A | — | Oct 29, 2022 | FNF Group Common Stock | 440,000 | 440,000 | D |
Explanation of responses
- F1Grant of restricted common stock vesting in three equal annual installments beginning on October 29, 2016, subject to the achievement of performance criteria specified in the reporting person's award agreement.
- F2Amount adjusted to reflect shares acquired under registrant's Employee Stock Purchase Plan.
- F3The options vest in three equal annual installments beginning October 29, 2016.