SEC Form 4 · accession 0001127602-15-024219
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter T Sadowski
Officer — EVP, Chief Legal Officer
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 1:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Aug 3, 2015 | M | 34,542 | $12.22 | A | 222,551 | D | |
| FNF Group Common Stock | Aug 3, 2015 | M | 17,667 | $19.62 | A | 240,218 | D | |
| FNF Group Common Stock | Aug 3, 2015 | M | 44,069 | $24.24 | A | 284,287 | D | |
| FNF Group Common StockF1 | Aug 3, 2015 | S | 34,542 | $39.435 | D | 249,745 | D | |
| FNF Group Common StockF2 | Aug 3, 2015 | S | 17,667 | $39.444 | D | 232,078 | D | |
| FNF Group Common StockF3,F4 | Aug 3, 2015 | S | 44,069 | $39.383 | D | 188,009 | D | |
| FNF Group Common StockF5 | holding | — | — | — | 2,320 | I | 401(k) account | |
| FNF Group Common Stock | holding | — | — | — | 86,542 | I | Trust | |
| FNF Group Common Stock | holding | — | — | — | 473 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F6 | $12.22 | Aug 3, 2015 | M | 34,542 | D | — | Nov 23, 2017 | FNF Group Common Stock | 34,542 | 0 | D |
| FNF Group Stock Option (right To Purchase)F7 | $19.62 | Aug 3, 2015 | M | 17,667 | D | — | Nov 8, 2019 | FNF Group Common Stock | 17,667 | 8,836 | D |
| FNF Group Stock Option (right To Purchase)F8 | $24.24 | Aug 3, 2015 | M | 44,069 | D | — | Nov 21, 2020 | FNF Group Common Stock | 44,069 | 88,141 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $39.30 to $39.62. The price represents the weighted average sale price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each price.
- F2This transaction was executed in multiple trades at prices ranging from $39.39 to $39.54. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F3This transaction was executed in multiple trades at prices ranging from $39.29 to $39.54. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F4Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan.
- F5Amount adjusted to reflect changes in the reporting person's holdings through the registrant's 401(k) Plan.
- F6The options vested in three equal annual installments beginning on November 23, 2010.
- F7The options vested in three equal annual installments beginning November 8, 2013.
- F8The options vested in three equal annual installments beginning November 21, 2014.