SEC Form 4 · accession 0001127602-15-015500
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Davis Willie
Director
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 9:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Apr 27, 2015 | M | 12,283 | $11.85 | A | 89,361 | D | |
| FNF Group Common StockF2 | Apr 27, 2015 | S | 12,283 | $38.145 | D | 77,078 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F3 | $11.85 | Apr 27, 2015 | M | 12,283 | D | — | Nov 8, 2015 | FNF Group Common Stock | 12,283 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2015.
- F2This transaction was executed in multiple trades at prices ranging from $38.10 to $38.28. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The options vested in three equal annual installments beginning 11/8/2008