SEC Form 4 · accession 0001127602-15-009911
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond R Quirk
Officer — Chief Executive Officer
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 1:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Mar 2, 2015 | M | 60,599 | $11.85 | A | 371,707 | D | |
| FNF Group Common StockF1 | Mar 2, 2015 | S | 60,599 | $36.973 | D | 311,108 | D | |
| FNF Group Common Stock | holding | — | — | — | 477 | I | 401(k) account | |
| FNF Group Common Stock | holding | — | — | — | 1,035,630 | I | Quirk 2002 Trust | |
| FNF Group Common Stock | holding | — | — | — | 47,193 | I | Raymond Quirk 2004 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F2 | $11.85 | Mar 2, 2015 | M | 60,599 | D | — | Nov 8, 2015 | FNF Group Common Stock | 60,599 | 137,151 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $36.75 to 37.17 The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2The options vested in three equal annual installments beginning 11-8-08.