SEC Form 4 · accession 0001127602-15-008187
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter O Shea Jr.
Director
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 11:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Feb 23, 2015 | M | 24,563 | $11.85 | A | 87,610 | D | |
| FNF Group Common StockF1 | Feb 23, 2015 | S | 24,563 | $37.234 | D | 63,047 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F2,F3 | $11.85 | Feb 23, 2015 | M | 24,563 | D | — | Nov 8, 2015 | FNF Group Common Stock | 24,563 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $37.10 to $37.44. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Original grant 11-8-07 at $13.64.
- F3The options vested in three equal annual installments beginning 11-8-08.