SEC Form 4 · accession 0001127602-15-008185
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter T Sadowski
Officer — EVP, Chief Legal Officer
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 10:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Feb 23, 2015 | M | 57,143 | $11.85 | A | 243,675 | D | |
| FNF Group Common StockF1,F2 | Feb 23, 2015 | S | 57,143 | $37.479 | D | 186,532 | D | |
| FNF Group Common StockF3 | holding | — | — | — | 2,324 | I | 401(k) account | |
| FNF Group Common Stock | holding | — | — | — | 86,542 | I | Trust | |
| FNF Group Common Stock | holding | — | — | — | 473 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F4 | $11.85 | Feb 23, 2015 | M | 57,143 | D | — | Nov 8, 2015 | FNF Group Common Stock | 57,143 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $37.10 to $37.72. The price represents the weighted average sale price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each price.
- F2Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan.
- F3Amount adjusted to reflect changes in the reporting person's holdings through the registrant's 401(k) Plan.
- F4The options vested in three equal annual installments beginning 11-8-08.