SEC Form 4 · accession 0001127602-15-008182
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel D Lane
Director
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 10:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNF Group Common Stock | Feb 23, 2015 | M | 24,563 | $11.85 | A | 290,895 | D | |
| FNF Group Common Stock | Feb 23, 2015 | M | 49,127 | $6.16 | A | 340,022 | D | |
| FNF Group Common Stock | Feb 23, 2015 | M | 11,514 | $12.22 | A | 351,536 | D | |
| FNF Group Common StockF1 | Feb 23, 2015 | S | 85,204 | $37.199 | D | 266,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNF Group Stock Option (right To Purchase)F2 | $11.85 | Feb 23, 2015 | M | 24,563 | D | — | Nov 8, 2015 | FNF Group Common Stock | 24,563 | 0 | D |
| FNF Group Stock Option (right To Purchase)F3 | $6.16 | Feb 23, 2015 | M | 49,127 | D | — | Oct 27, 2016 | FNF Group Common Stock | 49,127 | 0 | D |
| FNF Group Stock Option (right To Purchase)F4 | $12.22 | Feb 23, 2015 | M | 11,514 | D | — | Nov 23, 2016 | FNF Group Common Stock | 11,514 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $37.10 to $37.31. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2The option vests in four equal annual installments beginning November 8, 2008.
- F3The option vests in three equal annual installments beginning October 27, 2009.
- F4The option vests in three equal annual installments beginning on November 23, 2010.