SEC Form 4 · accession 0001209191-15-044779
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Holbrook
Officer — Controller
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 11:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2015 | M | 143 | $4.92 | A | 1,386 | D | |
| Common Stock - RestrictedF1 | holding | — | — | — | 1,000 | D | ||
| Common Stock - Performance BasedF2 | holding | — | — | — | 1,000 | D | ||
| Common StockF3 | holding | — | — | — | 533 | I | Held by IRA | |
| Common StockF4 | holding | — | — | — | 18,348 | I | Held by 401(k) | |
| Common Stock | holding | — | — | — | 200 | I | Custodian for children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5,F6 | $4.92 | May 19, 2015 | M | 143 | D | — | — | Common Stock | 143 | 426 | D |
| Performance Stock Option | $5.54 | holding | — | — | — | Jan 1, 2010 | Mar 13, 2016 | Common Stock | 5,931 | 5,931 | D |
Explanation of responses
- F1Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
- F2The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
- F3Includes 3.000 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing
- F4Includes 269.937 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing
- F5The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2004
- F6The option expires 10 years from the exercisable date, therefore the first of the remaining installments became exercisable on December 31, 2005 and expires on December 31, 2015.