SEC Form 4 · accession 0001209191-15-025877
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Davis
Officer — Chief Accounting Officer
Period of report
Mar 12, 2015
Accepted (ET)
Mar 13, 2015 · 10:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,105 | I | By 401(k) | |
| Common Stock - RestrictedF2 | holding | — | — | — | 2,000 | D | ||
| Common Stock - Performance BasedF3 | holding | — | — | — | 3,000 | D | ||
| Common Stock | holding | — | — | — | 3,564 | I | By IRA | |
| Common Stock | holding | — | — | — | 3,924 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $33.72 | Mar 12, 2015 | A | 25,000 | A | — | Mar 11, 2025 | Common Stock | 25,000 | 25,000 | D |
| Stock OptionF5,F6 | $5.33 | holding | — | — | — | — | — | Common Stock | 3,564 | 3,564 | D |
| Stock OptionF7 | $9.31 | holding | — | — | — | — | Aug 28, 2017 | Common Stock | 3,880 | 3,880 | D |
| Stock OptionF8 | $11.37 | holding | — | — | — | — | Oct 16, 2018 | Common Stock | 6,600 | 6,600 | D |
| Stock OptionF9 | $33.54 | holding | — | — | — | — | Apr 15, 2024 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Includes 4.381 shares acquired through the Home BancShares, Inc. 401(k) Plan since the reporting person's last filing.
- F2Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
- F3The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
- F4The option is exercisable in five equal annual installments. The first installment becomes exercisable on March 12, 2016.
- F5The option is exercisable in five equal annual installments. The first installment became exercisable on November 22, 2005.
- F6The option expires 10 years from the exercisable date, therefore the first installment became exercisable on November 22, 2005 and expires on November 22, 2015.
- F7The option is exercisable in five equal annual installments. The first installment became exercisable on August 29, 2008.
- F8The option is exercisable in five equal annual installments. The first installment became exercisable on October 17, 2009.
- F9The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 17, 2015.