SEC Form 5 · accession 0001209191-15-013760
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall Sims
Officer — HOMB CEO & President · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2014 | G | 300 | $0.00 | D | 180,496 | D | |
| Common Stock - Restricted StockF1,F2,F3 | holding | — | — | — | 4,000 | D | ||
| Common Stock - Performance BasedF4 | holding | — | — | — | 4,000 | D | ||
| Common StockF5 | holding | — | — | — | 16,717 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 57,658 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person had 3,014 shares vest since the last filing.
- F2Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
- F3Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
- F4The Performance Stock awarded on June 4, 2013 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
- F5Includes 931.078 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.