SEC Form 4 · accession 0001209191-15-005482
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex R Lieblong
Director
Period of report
Jan 16, 2015
Accepted (ET)
Jan 21, 2015 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - RestrictedF6,F7,F8 | Jan 16, 2015 | A | 1,000 | $0.00 | A | 1,666 | D | |
| Common Stock | holding | — | — | — | 637,389 | I | By Key Colony Fund (hedge fund managing partner) | |
| Common StockF8 | holding | — | — | — | 398,276 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $3.50 | holding | — | — | — | Dec 31, 2005 | Dec 31, 2015 | Common Stock | 712 | 712 | D |
| Stock OptionF2 | $3.92 | holding | — | — | — | — | — | Common Stock | 1,425 | 1,425 | D |
| Stock OptionF3 | $4.21 | holding | — | — | — | — | — | Common Stock | 2,138 | 2,138 | D |
| Stock OptionF4 | $4.92 | holding | — | — | — | — | — | Common Stock | 2,851 | 2,851 | D |
| Stock OptionF5 | $5.33 | holding | — | — | — | — | — | Common Stock | 3,564 | 3,564 | D |
| Stock OptionF1 | $8.60 | holding | — | — | — | — | Jan 9, 2018 | Common Stock | 2,376 | 2,376 | D |
Explanation of responses
- F1The option is exercisable in five equal annual installments and became exercisable on January 10, 2009.
- F2The option is exercisable in five equal annual installments. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2005 and expires on December 31, 2015. The last 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016.
- F3The option is exercisable in five equal annual installments. 60% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2005 and expires on December 31, 2015. The next 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The last 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017.
- F4The option is exercisable in five equal annual installments. 80% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2005 and expires on December 31, 2015. The second 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The third 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
- F5The option is exercisable in five equal annual installments. 100% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2005 and expires on December 31, 2015. The second 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The third 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The fourth 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
- F6Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- F7Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F8The reporting person had 667 shares vest since the last filing.