SEC Form 4 · accession 0001209191-15-005419
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy French
Officer — Centennial Bank CEO/President · Director
Period of report
Jan 16, 2015
Accepted (ET)
Jan 21, 2015 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 39,085 | D | ||
| Common Stock | holding | — | — | — | 13,961 | I | By IRA | |
| Common Stock - Performance BasedF5 | holding | — | — | — | 4,000 | D | ||
| Common Stock - RestrictedF4,F6,F7 | holding | — | — | — | 11,000 | D | ||
| Common StockF8 | holding | — | — | — | 20,020 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $29.42 | Jan 16, 2015 | A | 50,000 | A | — | Jan 15, 2025 | Common Stock | 50,000 | 50,000 | D |
| Performance Stock Option | $5.54 | holding | — | — | — | Jan 1, 2010 | Mar 13, 2016 | Common Stock | 40,000 | 40,000 | D |
| Stock OptionF2 | $17.25 | holding | — | — | — | — | Jan 17, 2023 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionF3 | $19.08 | holding | — | — | — | — | Apr 17, 2023 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The option is exercisable in five equal annual installments. The first installment becomes exercisable on January 16, 2016.
- F2The option is exercisable in five equal annual installments. The first installment became exercisable on January 18, 2014.
- F3The option is exercisable in five equal annual installments. The first installment became exercisable on April 18, 2014.
- F4Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
- F5The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
- F6Restricted Stock granted on January 18, 2013 will "cliff" vest 100% three years from award date.
- F7Restricted Stock granted on January 17, 2014 will "cliff" vest 100% three years from award date.
- F8Includes 176.413 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.