SEC Form 4 · accession 0001209191-15-005415
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Buckheim
Director
Period of report
Jan 16, 2015
Accepted (ET)
Jan 21, 2015 · 3:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock- RestrictedF2,F3,F4,F5 | Jan 16, 2015 | A | 1,000 | $0.00 | A | 1,666 | D | |
| Common StockF4 | holding | — | — | — | 103,042 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $8.60 | holding | — | — | — | — | Jan 9, 2018 | Common Stock | 2,376 | 2,376 | D |
Explanation of responses
- F1The option is exercisable in five equal annual installments beginning on January 10, 2009.
- F2Restricted Stock granted on April 21, 2011 will vest in 33 1/3% installments over three years each April 21st.
- F3Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- F4The reporting person had 2,000 shares vest since the last filing.
- F5Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.