SEC Form 4 · accession 0001209191-15-005368
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Ashley
Director
Period of report
Jan 16, 2015
Accepted (ET)
Jan 21, 2015 · 12:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - RestrictedF2,F3,F4 | Jan 16, 2015 | A | 1,000 | $0.00 | A | 1,666 | D | |
| Common StockF4 | holding | — | — | — | 64,635 | D | ||
| Common Stock | holding | — | — | — | 1,054,618 | I | By RH Ashley Investments LLC | |
| Common Stock | holding | — | — | — | 3,701 | I | By Wife IRA | |
| Common Stock | holding | — | — | — | 1,234,480 | I | By Conservative Development | |
| Common Stock | holding | — | — | — | 12,835 | I | By Wife | |
| Common Stock | holding | — | — | — | 7,422 | I | By IRA | |
| Common Stock | holding | — | — | — | 544 | I | Custodian for children | |
| Common Stock | holding | — | — | — | 1,750 | I | By Square Associates LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $8.60 | holding | — | — | — | — | Jan 9, 2018 | Common Stock | 2,376 | 2,376 | D |
Explanation of responses
- F1The option became exercisable in five equal annual installments beginning on January 10, 2009.
- F2Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F3Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- F4The reporting person had 667 shares vest since the last filing.