SEC Form 4 · accession 0001209191-15-005365
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Adcock Jr.
Director
Period of report
Jan 16, 2015
Accepted (ET)
Jan 21, 2015 · 11:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 8, 2014 | G | 174 | $0.00 | D | 16,668 | I | By Carol Adcock Trust |
| Common Stock | Oct 8, 2014 | G | 174 | $0.00 | D | 16,494 | I | By Carol Adcock Trust |
| Common Stock - RestrictedF2,F3,F4 | Jan 16, 2015 | A | 1,000 | $0.00 | A | 1,666 | D | |
| Common StockF5 | holding | — | — | — | 84,160 | I | By Robert H. Adcock Trust | |
| Common StockF2 | holding | — | — | — | 2,000 | D | ||
| Common StockF6 | holding | — | — | — | 37,572 | I | By IRA | |
| Common Stock | holding | — | — | — | 125,000 | I | By CCA 2014 GRAT | |
| Common Stock | holding | — | — | — | 625,000 | I | By RHA 2014 GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Excludes 125,000 shares previously owned indirectly by the Carol Adcock Trust which were contributed to the CCA 2014 GRAT on 06/13/14.
- F2The reporting person had 667 shares vest since the last filing.
- F3Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- F4Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F5Excludes 625,000 shares previously owned indirectly by the Robert H. Adcock Trust which were contributed to the RHA 2014 GRAT on 06/13/14.
- F6Includes 240.40 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.