SEC Form 4/A · accession 0000899243-19-002954
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard H Ashley
Director
Period of report
Jan 18, 2019
Accepted (ET)
Feb 8, 2019 · 10:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - RestrictedF1,F2,F3,F4 | Jan 18, 2019 | A | 2,000 | $0.00 | A | 4,500 | D | |
| Common StockF2 | holding | — | — | — | 147,854 | D | ||
| Common StockF5 | holding | — | — | — | 819,584 | I | By Conservative Development | |
| Common StockF5 | holding | — | — | — | 1,685 | I | By Square Associates LLC | |
| Common Stock | holding | — | — | — | 1,689,236 | I | By RH Ashley Investments LLC | |
| Common StockF6 | holding | — | — | — | 25,668 | I | By wife | |
| Common StockF7 | holding | — | — | — | 15,782 | I | By IRA | |
| Common StockF8 | holding | — | — | — | 7,917 | I | By wife IRA | |
| Common Stock | holding | — | — | — | 1,088 | I | Custodian for children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF9 | $17.12 | holding | — | — | — | — | Apr 15, 2025 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Restricted Stock granted on January 18, 2019 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
- F2The reporting person had 2500 shares vest since the last filing.
- F3Restricted Stock granted on January 19, 2018 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
- F4Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
- F5This amendment is being filed solely to reflect that the reporting person has elected to report his beneficial ownership of Home BancShares, Inc. stock held by Conservative Development Company and Square Associates LLC based upon the reporting person's pro rata economic interest in each entity. The reporting person's previous Section 16 filings reported the aggregate number of shares held by each such entity.
- F6Reflects a correction to the number of shares beneficially owned, which were incorrectly reported in the reporting person's previously filed Forms 4.
- F7Includes 322 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F8Includes 163.420 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F9The option is exercisable in five equal annual installments. The first installment became exercisable on April 16, 2016.