SEC Form 5 · accession 0000899243-19-002947
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna Townsell
Officer — Senior Exec VP · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 8, 2019 · 9:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 26, 2018 | G | 500 | $0.00 | A | 8,329 | I | Custodian for daughter |
| Common StockF2 | holding | — | — | — | 18,875 | D | ||
| Common Stock - Performance BasedF3,F4 | holding | — | — | — | 45,000 | D | ||
| Common Stock - RestrictedF5 | holding | — | — | — | 13,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock OptionF6 | $23.32 | holding | — | — | — | — | Jul 19, 2028 | Common Stock | 50,000 | 50,000 | D |
| Stock OptionF7 | $21.25 | holding | — | — | — | — | Apr 20, 2026 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionF8 | $6.56 | holding | — | — | — | — | Jan 19, 2022 | Common Stock | 40,000 | 40,000 | D |
| Performance Stock OptionF9 | $18.46 | holding | — | — | — | — | Aug 23, 2025 | Common Stock | 100,000 | 100,000 | D |
| Stock OptionF10 | $22.22 | holding | — | — | — | — | Apr 18, 2028 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Includes 36.9934 shares acquired through the dividend reinvestment plan since the last filing.
- F10The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 20, 2019.
- F2Includes the vested portion of restricted stock granted on August 24, 2015 which vests in 33 1/3% installments over five years beginning on the third anniversary of the award date. The stock began vesting in 33 1/3% installments on August 24, 2018.
- F3The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
- F4The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and will therefore begin vesting in 33 1/3% installments on December 31, 2019.
- F5Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date. The stock began vesting in 33 1/3% installments on August 24, 2018.
- F6The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.
- F7The option is exercisable in five equal annual installments. The first installment became exercisable on April 21, 2017.
- F8The option is exercisable in five equal annual installments. The first installment became exercisable on January 20, 2013.
- F9Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.