SEC Form 4 · accession 0000899243-18-023282
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer C. Floyd
Officer — Chief Accounting Officer
Period of report
Aug 24, 2018
Accepted (ET)
Aug 27, 2018 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2018 | S | 2,000 | $23.8837 | D | 0 | D | |
| Common Stock - RestrictedF1,F2 | holding | — | — | — | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - PerformanceF3 | $23.32 | holding | — | — | — | — | Jul 19, 2028 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionF4 | $25.96 | holding | — | — | — | — | Apr 19, 2027 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
- F2The Performance Stock awarded on July 26, 2016 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and will therefore begin vesting in 33 1/3% installments on December 31, 2019.
- F3The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.
- F4The option is exercisable in five equal annual installments. The first installment became exercisable on April 20, 2018.