SEC Form 4 · accession 0000899243-18-020413
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna Townsell
Officer — Senior Exec VP
Period of report
Jul 19, 2018
Accepted (ET)
Jul 23, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Performance BasedF1,F2 | Jul 19, 2018 | A | 25,000 | $0.00 | A | 45,000 | D | |
| Common Stock - RestrictedF3 | holding | — | — | — | 20,000 | D | ||
| Common Stock | holding | — | — | — | 12,208 | D | ||
| Common StockF4 | holding | — | — | — | 7,792 | I | Custodian for daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock OptionF5 | $23.32 | Jul 19, 2018 | A | 50,000 | A | — | Jul 19, 2018 | Common Stock | 50,000 | 50,000 | D |
| Stock OptionF6 | $21.25 | holding | — | — | — | — | Apr 20, 2026 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionF7 | $6.56 | holding | — | — | — | — | Jan 19, 2022 | Common Stock | 40,000 | 40,000 | D |
| Performance Stock OptionF8 | $18.46 | holding | — | — | — | — | Aug 23, 2015 | Common Stock | 100,000 | 100,000 | D |
| Stock OptionF9 | $22.22 | holding | — | — | — | — | Apr 19, 2028 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
- F2The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and will therefore begin vesting in 33 1/3% installments on December 31, 2019.
- F3Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over three years beginning on the third anniversary of the award date.
- F4Includes 28.2281 shares acquired through the dividend reinvestment plan since the last filing.
- F5The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.
- F6The option is exercisable in five equal annual installments. The first installment became exercisable on April 21, 2017.
- F7The option is exercisable in five equal annual installments. The first installment became exercisable on January 20, 2013.
- F8Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.
- F9The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 20, 2019.