SEC Form 4 · accession 0000899243-18-020407
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall Sims
Officer — HOMB CEO & President · Director
Period of report
Jul 19, 2018
Accepted (ET)
Jul 23, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Performance BasedF1 | Jul 19, 2018 | A | 10,000 | $0.00 | A | 10,000 | D | |
| Common Stock | Feb 9, 2018 | G | 2,500 | $0.00 | D | 237,436 | D | |
| Common Stock | holding | — | — | — | 55,162 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 39,777 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock OptionF3 | $23.32 | Jul 19, 2018 | A | 20,000 | A | — | Jul 19, 2028 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
- F2Includes 1,005.0248 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
- F3The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.