SEC Form 4 · accession 0000899243-18-020400

HOME BANCSHARES INC · HOMB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Accounting Officer

Period of report

Jul 19, 2018

Accepted (ET)

Jul 23, 2018 · 4:21 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001331520

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock - Performance^F1,F2	Jul 19, 2018	A	10,000	$0.00	A	15,000	D
Common Stock - Restricted^F3	holding	—	—		—	2,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Stock Option^F4	$23.32	Jul 19, 2018	A	20,000	A	—	Jul 19, 2028	Common Stock	20,000	20,000	D
Stock Option^F5	$25.96	holding	—	—	—	—	Apr 19, 2027	Common Stock	10,000	10,000	D

F1The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
F2The Performance Stock awarded on July 26, 2016 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and will therefore begin vesting in 33 1/3% installments on December 31, 2019.
F3Restricted Stock granted on August 6, 2015 will "cliff" vest 100% three years from award date.
F4The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.
F5The option is exercisable in five equal annual installments. The first installment became exercisable on April 20, 2018.