SEC Form 4 · accession 0000899243-18-006821
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Ashley
Director
Period of report
Mar 7, 2018
Accepted (ET)
Mar 8, 2018 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2018 | S | 200,000 | $25.00 | D | 2,048,960 | I | By Conservative Development |
| Common Stock | Mar 7, 2018 | S | 100,000 | $25.0376 | D | 1,689,236 | I | By RH Ashley Investments LLC |
| Common Stock | holding | — | — | — | 145,354 | D | ||
| Common Stock | holding | — | — | — | 7,754 | I | By Wife IRA | |
| Common Stock | holding | — | — | — | 25,670 | I | By Wife | |
| Common Stock | holding | — | — | — | 15,460 | I | By IRA | |
| Common Stock | holding | — | — | — | 1,088 | I | Custodian for children | |
| Common Stock | holding | — | — | — | 3,500 | I | By Square Associates LLC | |
| Common Stock - RestrictedF1,F2,F3 | holding | — | — | — | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF4 | $17.12 | holding | — | — | — | — | Apr 15, 2025 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Restricted Stock granted on January 19, 2018 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
- F2Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
- F3Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F4The option is exercisable in five equal annual installments. The first installment became exercisable on April 16, 2016.