SEC Form 4 · accession 0000899243-18-001659
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Engelkes
Director
Period of report
Jan 19, 2018
Accepted (ET)
Jan 23, 2018 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - RestrictedF1,F2,F3,F4,F5 | Jan 19, 2018 | A | 1,500 | $0.00 | A | 5,000 | D | |
| Common StockF5,F6 | holding | — | — | — | 126,734 | D | ||
| Common StockF7 | holding | — | — | — | 190,645 | I | Owned solely by wife | |
| Common Stock | holding | — | — | — | 400 | I | Held in wife's IRA | |
| Common Stock | holding | — | — | — | 42,719 | I | Custodian for daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF8 | $2.46 | holding | — | — | — | — | — | Common Stock | 1,425 | 1,425 | D |
| Stock OptionF9 | $2.66 | holding | — | — | — | — | — | Common Stock | 1,425 | 1,425 | D |
| Stock OptionF10 | $17.12 | holding | — | — | — | — | Apr 15, 2025 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Restricted Stock granted on January 19, 2018 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
- F10The option is exercisable in five equal annual installments. The first installment became exercisable on April 16, 2016.
- F2Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
- F3Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F4Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F5The reporting person had 2,000 shares vest since the last filing.
- F6Includes 308.939 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F7Includes 55.001 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F820% of the issued option is remaining. The remaining options became exercisable on December 31, 2008 and expire on December 31, 2018.
- F920% of the issued option is remaining. The remaining options became exercisable on December 31, 2009 and expire on December 31, 2019.